TITLE I
General Provisions
General Reservation
§ 2. A foreign request may only be complied if this does not violate public order or other essential interests of the Republic of Austria.
TITLE II
Extradition from Austria
CHAPTER TWO
Jurisdiction and Procedure
Searches
§ 27. (1) Requests received for imposing detention pending extradition shall be examined by the public prosecutor in order to establish whether there are sufficient grounds to assume that the underlying act gives rise to an extradition. If these prerequisites are met, the public prosecutor’s office shall order the search measures stipulated in Title 9 of the Code of Criminal Procedure or, if necessary, order the arrest of the sought person.
(2) A public prosecutor need not be seized in connection with a request received by way of a computer-assisted search system, by way of the International Criminal Police Organization – INTERPOL – or by way of any other official international criminal police assistance system if there are no grounds to assume that the sought person is staying in Austria and if the request only gives rise to search measures that do not require any public announcement (§ 169 (2) second sentence of the Code of Criminal Procedure).
TITLE II
Extradition from Austria
CHAPTER TWO
Jurisdiction and Procedure
Proceedings on the Admissibility of an Extradition
§ 31. (1) The court shall examine the person concerned in connection with the extradition request. § 29 (3) shall apply in analogy. The court shall decide on the admissibility of an extradition by way of a court decision in accordance with § 33.
(2) The decision shall be taken on the basis of a public oral hearing if the person concerned or the public prosecutor so move, or if the court deems it necessary in order to examine the admissibility of the extradition. If the person concerned is kept detained pending extradition, the hearing on the admissibility of the extradition shall take place in the course of a hearing on the detention in accordance with the provisions of paragraph (3). Irrespective of an application to hold a hearing, the court may always state that an extradition is inadmissible without holding a hearing. If the court decides without a hearing, the person concerned and his/her defender counsel, as well as the public prosecutor must have been given an opportunity in any event to comment on the request for extradition.
(3) The person concerned must be represented at the hearing by a defender counsel (§ 61 (1) of the Code of Criminal Procedure). If the person concerned is being detained, steps shall be taken for his/her production in court, unless he/she expressly waived being present in court through his/her defender counsel. § 172 of the Code of Criminal Procedure shall be applied in analogy.
(4) Except for the cases listed in § 229 of the Code of Criminal Procedure, the public may be excluded from the hearing, if this might affect bilateral relations. In the hearing the single judge shall first present a summary of the content of the documents received by the court and the course of the proceedings up to the hearing. The public prosecutor shall then be given leave to speak. Next, the person concerned
and his/her defender counsel shall be given an opportunity to comment on the request for extradition and the statements by the public prosecutor. In any event, the person concerned and his/her defender counsel shall have the right to make the final statement.
(5)The single judge shall proclaim the decision on the admissibility of the extradition and explain the reasons for the decision. The decision shall be issued in writing and shall indicate those facts, in any event, that were decisive for stating that the extradition is admissible or inadmissible.
(6) If, in the event of an oral proclamation of the decision, the person concerned or the public prosecutor files a complaint within three days, the complainant may state further details of the complaint within fourteen days after having received the written copy. The complaint has suspensive effect. The provisions on the proceedings before the appellate court (§ 89 of the Code of Criminal Procedure)
shall apply with the proviso that the higher regional court shall decide on the complaint in a public oral hearing, applying § 294 (5) of the Code of Criminal Procedure in analogy, unless the complaint must be rejected as inadmissible pursuant to § 89 (2) of the Code of Criminal Procedure or unless one of the
circumstances indicated in § 89 para. 2a items 1 to 3 of the Code of Criminal Procedure prevails. The higher regional court shall submit its decision to the Federal Ministry of Justice, attaching the case file.
(7) If no complaint is filed, the court shall submit the case file directly to the Federal Ministry of Justice.
TITLE VI
Obtaining Extradition, Transit, Delivery, Judicial Assistance, as well as Taking Over the Prosecution of a Case, Surveillance and Execution
CHAPTER TWO
Obtaining Judicial Assistance
Prerequisites and Procedures
§ 71. (1) Requests for judicial assistance shall be directed, by way of the established channels of communication, to the foreign court, the foreign public prosecutor’s office, or the authority engaged in the execution of punishments or measures in whose district the act of judicial assistance is to be performed. The request shall comprise the facts underlying the proceedings and other information as required for appropriate processing.
(2) Unless direct judicial assistance exchanges are in place, the Federal Minister of Justice may refrain from forwarding a request for judicial assistance for one of the reasons listed in § 2 and § 3 (1).
Part 2
Specific provisions
Section 2
14. Judicial assistance and procedural provisions for the execution of requests
1. Judicial assistance shall be provided to the International Criminal Court in accordance with the legislation in force governing judicial assistance in criminal matters.
2. Requests from the International Criminal Court for compliance with certain formal provisions shall be executed when these are compatible with the principles of Austrian criminal procedure. Audio and video recording and transmission of the assistance process shall be permitted whenever sought by the International Criminal Court.
3. Members and investigators of the International Criminal Court and others involved in the proceedings and their legal representatives may be authorised, at the Court’s request, to be present at and participate in the assistance process. To this end, they shall be informed of the time and place of the execution of assistance activities.
4. A request from the International Criminal Court for criminal police investigations or information may also be executed without any referral to national courts via the Federal Ministry of the Interior pursuant to Austrian law.
15. Postponement of the execution of requests for assistance
1. The execution of a request for judicial assistance may be postponed:
(1) until there is a decision concerning a challenge of admissibility under articles 17 to 19 of the Statute, unless the International Criminal Court has expressly ordered that the Prosecutor may pursue the collection of evidence pursuant to article 18 or 19 of the Statute;
(2) for a time period agreed upon with the International Criminal Court if the immediate execution of the request would interfere with ongoing investigations or proceedings in a case other than the one to which it relates.
2. Any such postponement shall be decided upon by the Federal Minister of Justice.
3. Prior to any decision on postponement pursuant to paragraph 1(2) above, it shall be ascertained whether the requested assistance could be provided immediately under certain conditions. A request from the International Criminal Court for measures to secure evidence shall still have to be executed in the event of a postponement.
16. Summonses
1. The International Criminal Court shall be authorised to serve directly by post summonses and other documents on persons who are in the Republic of Austria. This shall not preclude service via the Federal Ministry of Justice.
2. The person summoned is not obliged to acquiesce to the summons. At the request of the person summoned, of the accused or of their counsel, the Federal Ministry of Justice shall obtain from the International Criminal Court the assurance that the person shall not be subject to prosecution, arrest or detention on account of an act engaged in prior to the person’s exit from the Republic of Austria.
3. At the request of the International Criminal Court, the Austrian court shall transfer an appropriate advance for travel costs to witnesses and experts summoned by the International Criminal Court who apply for it. Should the witness or expert fail to attend the trial at the International Criminal Court or otherwise fail to fulfil the obligations arising from the summons, such an advance shall be recovered.
17. Questioning of suspects
1. Persons questioned pursuant to a request from the International Criminal Court on suspicion of having committed a crime within its jurisdiction shall, prior thereto, be informed of the crime they are suspected of and of their right to:
(1) remain silent without having to fear that such silence will be taken into consideration in the determination of their guilt or innocence;
(2) be represented by the counsel of their choice, and, where they have no counsel, to be assigned counsel pursuant to paragraph 41(2) of the Code of Criminal Procedure;
(3) be questioned in the presence of counsel, unless they waive this right expressly and voluntarily.
2. Such reference to their rights and the corresponding statement by the persons to be questioned shall be noted in the record. Where the conditions of paragraph 41(2) are fulfilled and the person demands to be questioned in the presence of counsel without any application for assignment of counsel, the procedure in paragraph 41(4) of the Code of Criminal Procedure shall apply.
18. Surrender of prisoners for the purposes of evidence
1. A person in custody in Austria, whether pending trial or serving a sentence, shall at the request of the International Criminal Court be surrendered thereto for the purposes of identification, questioning or comparison or other investigative processes according to conditions to be agreed upon, if the person consents to the surrender.
2. Should the person to be surrendered be in custody on the basis of a request from the International Criminal Court for the enforcement of a sentence pursuant to paragraph 33(1) below, his or her consent to the surrender is not required.
3. The surrender shall not suspend the time spent in custody, whether pending trial or serving a sentence.
19. Disclosure and transmission of information affecting national security
1. (Constitutional provision) At the request of the International Criminal Court, judicial assistance shall be provided through the transmission of objects, documents or photocopies or by granting access to records.
2. Should the documents relate to national security, and in particular to military information, the International Criminal Court shall be consulted to ascertain whether the information can be provided by another source or in another form.
3. If the matter cannot be settled through the consultations in paragraph 2 above, the Federal Minister of Foreign Affairs, with the consent of the competent federal minister, prior to granting access to records or to the transmission of photocopies, shall check whether the interests of confidentiality significantly outweigh the interests of providing evidence for an international prosecution. Should that be the case, the International Criminal Court shall be asked for assurance of the maintenance of confidentiality and for details as to how it will be maintained.
4. The Federal Minister of Foreign Affairs shall, with the consent of the competent federal minister, check whether the assurance given as to maintaining confidentiality is to be deemed sufficient. Access to records or the transmission of photocopies is to be refused where confidentiality cannot be ensured and if there are concerns that disclosure could prejudice national security.
5. Paragraphs 2 to 4 above shall also apply where a person who has been called upon to provide information or evidence refuses to do so on the grounds that disclosure would prejudice national security.
6. Prior to being questioned on the basis of a request for judicial assistance from the International Criminal Court, a person shall be informed of his/her right to refuse to 8
answer in order to prevent the disclosure of confidential information relating to national security. This shall be noted in the record. The admissibility of the request for judicial assistance in such cases shall be decided upon in the light of paragraphs 2 to 4 above.
20. Transmission of photocopies or information from third parties
Should the International Criminal Court seek judicial assistance such as the transmission of photocopies of documents or information which were given to Austria by another State or by an intergovernmental or international organisation subject to their confidentiality, such documents may only be transmitted to the International Criminal Court with their consent. The Court shall be informed of any refusal thereof.
21. Judicial assistance from the International Criminal Court
1. Should criminal proceedings arise before an Austrian court on account of an act constituting a crime within the jurisdiction of the International Criminal Court or any other serious crime under Austrian law, the Court may be asked for judicial assistance.
2. Requests shall be made in writing. The written request and supporting material shall be accompanied by certified translations in English or French.
3. Courts and public prosecutors shall submit requests addressed to the International Criminal Court to the Federal Ministry of Justice for onward transmission.
1. La Corte podrá transmitir, junto con los antecedentes que la justifiquen de conformidad con el artículo 91, una solicitud de detención y entrega de una persona a todo Estado en cuyo territorio pueda hallarse y solicitará la cooperación de ese Estado. Los Estados Partes cumplirán las solicitudes de detención y entrega de conformidad con las disposiciones de la presente parte y el procedimiento establecido en su derecho interno.
1. Los Estados Partes, de conformidad con lo dispuesto en la presente Parte y con los procedimientos de su derecho interno, deberán cumplir las solicitudes de asistencia formuladas por la Corte en relación con investigaciones o enjuiciamientos penales a fin de:
(a) Identificar y buscar personas u objetos;
(b) Practicar pruebas, incluidos los testimonios bajo juramento, y producir pruebas, incluidos los dictámenes e informes periciales que requiera la Corte;
(c) Interrogar a una persona objeto de investigación o enjuiciamiento;
(d) Notificar documentos, inclusive los documentos judiciales;
(e) Facilitar la comparecencia voluntaria ante la Corte de testigos o expertos;
(f) Proceder al traslado provisional de personas, de conformidad con lo dispuesto en el párrafo 7;
(g) Realizar inspecciones oculares, inclusive la exhumación y el examen de cadáveres y fosas comunes;
(h) Practicar allanamientos y decomisos;
(i) Transmitir registros y documentos, inclusive registros y documentos oficiales;
(j) Proteger a víctimas y testigos y preservar pruebas;
(k) Identificar, determinar el paradero o inmovilizar el producto y los bienes y haberes obtenidos del crimen y de los instrumentos del crimen, o incautarse de ellos, con miras a su decomiso ulterior y sin perjuicio de los derechos de terceros de buena fe; y
(l) Cualquier otro tipo de asistencia no prohibida por la legislación del Estado requerido y destinada a facilitar la investigación y el enjuiciamiento de crímenes de la competencia de la Corte.
2. La Corte podrá dar seguridades a los testigos o expertos que comparezcan ante ella de que no serán enjuiciados o detenidos ni se restringirá su libertad personal por un acto u omisión anterior a su salida del Estado requerido.
3. Cuando la ejecución de una determinada medida de asistencia detallada en una solicitud presentada de conformidad con el párrafo 1 estuviera prohibida en el Estado requerido por un principio fundamental de derecho ya existente y de aplicación general, el Estado requerido celebrará sin demora consultas con la Corte para tratar de resolver la cuestión. En las consultas se debería considerar si se puede prestar la asistencia de otra manera o con sujeción a condiciones. Si, después de celebrar consultas, no se pudiera resolver la cuestión, la Corte modificará la solicitud según sea necesario.
4. El Estado Parte podrá no dar lugar a una solicitud de asistencia, en su totalidad o en parte, de conformidad con el artículo 72 y únicamente si la solicitud se refiere a la presentación de documentos o la divulgación de pruebas que afecten a su seguridad nacional.
5. Antes de denegar una solicitud de asistencia de conformidad con el párrafo 1 l), el Estado requerido considerará si se puede prestar la asistencia con sujeción a ciertas condiciones, o si es posible hacerlo en una fecha posterior o de otra manera. La Corte o el Fiscal, si aceptan la asistencia sujeta a condiciones, tendrán que cumplirlas.
6. Si no se da lugar a una solicitud de asistencia, el Estado Parte requerido deberá comunicar sin demora los motivos a la Corte o al Fiscal.
(a) La Corte podrá solicitar el traslado provisional de un detenido a los fines de su identificación o de que preste testimonio o asistencia de otra índole. El traslado podrá realizarse siempre que:
(i) El detenido dé, libremente y con conocimiento de causa, su consentimiento; y
(ii) El Estado requerido lo acepte, con sujeción a las condiciones que hubiere acordado con la Corte.
(b) La persona trasladada permanecerá detenida. Una vez cumplidos los fines del traslado, la Corte la devolverá sin dilación al Estado requerido.
(a) La Corte velará por la protección del carácter confidencial de los documentos y de la información, salvo en la medida en que éstos sean necesarios para la investigación y las diligencias pedidas en la solicitud.
(b) El Estado requerido podrá, cuando sea necesario, transmitir al Fiscal documentos o información con carácter confidencial. El Fiscal únicamente podrá utilizarlos para reunir nuevas pruebas.
(c) El Estado requerido podrá, de oficio o a solicitud del Fiscal, autorizar la divulgación ulterior de estos documentos o información, los cuales podrán utilizarse como medios de prueba de conformidad con lo dispuesto en las partes V y VI y de conformidad con las Reglas de Procedimiento y Prueba.
(i) El Estado Parte que reciba solicitudes concurrentes de la Corte y de otro Estado de conformidad con una obligación internacional y que no se refieran a la entrega o la extradición, procurará, en consulta con la Corte y el otro Estado, atender ambas solicitudes, de ser necesario postergando o condicionando una de ellas.
(ii) Si esto no fuera posible, la cuestión de las solicitudes concurrentes se resolverá de conformidad con los principios enunciados en el artículo 90.
(b) Sin embargo, cuando la solicitud de la Corte se refiera a información, bienes o personas que estén sometidos al control de un tercer Estado o de una organización internacional en virtud de un acuerdo internacional, el Estado requerido lo comunicará a la Corte y la Corte dirigirá su solicitud al tercer Estado o a la organización internacional.
10. (a) A solicitud de un Estado Parte que lleve a cabo una investigación o sustancie un juicio por una conducta que constituya un crimen de la competencia de la Corte o que constituya un crimen grave con arreglo al derecho interno del Estado requirente, la Corte podrá cooperar con él y prestarle asistencia;
(b)
(i) La asistencia prestada de conformidad con el apartado a) podrá comprender, entre otras cosas:
a. La transmisión de declaraciones, documentos u otros elementos de prueba obtenidos en el curso de una investigación o de un proceso sustanciado por la Corte; y
b. El interrogatorio de una persona detenida por orden de la Corte;
(ii) En el caso de la asistencia prevista en el apartado (b) (i) a.:
a. Si los documentos u otros elementos de prueba se hubieren obtenido con la asistencia de un Estado, su transmisión estará subordinada al consentimiento de dicho Estado;
b. Si las declaraciones, los documentos u otros elementos de prueba hubieren sido proporcionados por un testigo o un perito, su transmisión estará subordinada a lo dispuesto en el artículo 68.
(c) La Corte podrá, de conformidad con el presente párrafo y en las condiciones enunciadas en él, acceder a una solicitud de asistencia presentada por un Estado que no sea parte en el presente Estatuto.