SPECIAL PART
SECTION ELEVEN
SPECIAL PROCEEDINGS
Chapter LVII
LEGAL ASSISTANCE IN CRIMINAL MATTERS
Article 488. Procedural and other acts relating to legal assistance in the territory of the Azerbaijan Republic
488.1. In the territory of the Azerbaijan Republic, procedural and other acts relating to legal assistance may be carried out only at the official request of the relevant authorities of foreign states with which the Azerbaijan Republic has an agreement on legal assistance in criminal matters.
488.2. In the territory of the Azerbaijan Republic, procedural and other acts relating to legal assistance shall be carried out on the basis of this Code, of other laws and of the international agreements to which the Azerbaijan Republic is a party. In such cases, if the provisions of the legislation of the Azerbaijan Republic conflict with those of the international agreements to which the Azerbaijan Republic is a party, the provisions of the international agreements shall apply.
Article 489. General provisions governing legal assistance in criminal matters in the territory of the Azerbaijan Republic
489.1. Procedural documents drawn up in accordance with the legislation of the party submitting a request for legal assistance in the territory of the Azerbaijan Republic shall be accepted by the prosecuting authorities of the Azerbaijan Republic if they are accompanied by an official application for legal assistance signed by an official of the competent authority of the foreign state and certified by that authority’s stamp .
489.2. The official language of the Azerbaijan Republic or, by mutual agreement with the competent authority of the foreign state, another language shall be used in the provision of legal assistance in the territory of the Azerbaijan Republic.
489.3. Unless otherwise provided for in an agreement signed by the requesting competent authority of the foreign state, all expenses connected with the provision of legal assistance by mutual agreement in the territory of the Azerbaijan Republic shall be paid by the prosecuting authorities of the Azerbaijan Republic .
Article 490. Content of official requests for legal assistance in the territory of the Azerbaijan Republic
490.1. Official requests for legal assistance in the territory of the Azerbaijan Republic shall indicate :
490.1.1. the name of the prosecuting authority to which the request is addressed ;
490.1.2. the name of the requesting competent authority of the foreign state ;
490.1.3. the title of the criminal case in respect of which legal assistance is requested and brief information about it ;
490.1.4. a description and classification of the act committed ;
490.1.5. the first and family names of the suspect, accused, victims and witnesses and, if possible, their address or whereabouts, nationality, occupation, place and date of birth ;
490.1.6. the substance of the request for legal assistance ;
490.1.7. any other information necessary for examination of the request.
490.2. Official requests for the extradition of a person who has committed an offence shall be submitted in accordance with Articles 488 and 489 of this Code.
Article 491. Rules governing the examination of official requests for legal assistance in the territory of the Azerbaijan Republic
491.1. Official requests for legal assistance in the territory of the Azerbaijan Republic shall be examined on the basis of the provisions of the legislation of the Azerbaijan Republic, under the procedure determined by the appropriate government authority of the Azerbaijan Republic.
491.2. When official requests for such assistance are examined and executed, the legislation of the foreign state may be applied at the request of the requesting body of that state if it does not conflict with the legislation of the Azerbaijan Republic.
491.3. If the prosecuting authority of the Azerbaijan Republic to which the request is addressed lacks the authority to examine and execute the official request for legal assistance, it shall forward it to the competent prosecuting authority of the Azerbaijan Republic and inform the competent authority of the foreign state accordingly.
491.4. If the execution of the official request for legal assistance requires the conduct of procedural and other acts which need the approval (decision) of a court, the prosecuting authorities of the Azerbaijan Republic shall apply to the appropriate court of the Azerbaijan Republic exercising judicial supervision in accordance with the provisions of this Code.
491.5. Officials of the competent requesting authority of the foreign state may participate in the execution of the request for legal assistance as determined by the appropriate government authority of the Azerbaijan Republic, under the provisions of the legislation of the Azerbaijan Republic.
491.6. If the assistance requested cannot be given, the appropriate prosecuting authority of the Azerbaijan Republic shall inform the competent authority of the foreign state which made the request of the circumstances preventing its execution.
Article 492. Refusal of requests for legal assistance
492.1. If the provision of legal assistance may conflict with the legislation of the Azerbaijan Republic or may be detrimental to the sovereignty and security of the Azerbaijan Republic, the provision of such assistance may be refused.
492.2. Any decision to refuse legal assistance shall be made by the head of the prosecuting authority of the Azerbaijan Republic to which the request is addressed or by a court of the Azerbaijan Republic. The requesting competent authority of the foreign state shall be informed of the refusal and of the reasons for it.
Article 493. Content of official requests for extradition
493.1. Official requests for extradition of a person shall indicate the following :
493.1.1. the name of the prosecuting authority of the Azerbaijan Republic to which the request is addressed ;
493.1.2. the name of the requesting competent authority of the foreign state ;
493.1.3. the title of the criminal case in respect of which legal assistance is requested and brief information about it ;
493.1.4. a description of the factual circumstances of the act and the text of the requesting state’s law describing the act as an offence ;
493.1.5. the family name, first name and father’s name of the person to be extradited, his nationality, address or whereabouts and, if possible, a description of his personal appearance and other information about his identity ;
493.1.6. the cost of the damage caused by the offence.
493.2. An official request for extradition in order to bring a criminal prosecution against the person concerned shall be accompanied by a certified copy of the warrant for his arrest.
493.3. An official request for extradition in order to enforce a judgment shall be accompanied by a certified copy of the final judgment and the text of the provision of criminal law applied to the convicted person. If the convicted person has served part of his sentence, information shall also be given on this point .
Article 494. Requests for additional documents relating to extradition
494.1. If any of the requisite information is not included in an official request for extradition, the prosecuting authority of the Azerbaijan Republic to which the request is addressed may request the provision of additional information within 1 (one) month. This period may be extended for 1 (one) further month at the request of the competent authority of the foreign state making the request.
494.2. If the competent authority of the foreign state requesting the extradition of a person in detention fails to provide the additional information during the prescribed period, the person shall be released by the prosecuting authority of the Azerbaijan Republic to which the request is addressed.
Article 495. Arrest of a person with a view to extradition
495.1. When a request for extradition and a copy of the arrest warrant are received from the competent authority of a foreign state, the prosecuting authority of the Azerbaijan Republic to which the request is addressed may if necessary, and in accordance with the provisions of this Code, take measures to have the person detained and arrested before the decision on extradition is taken.
495.2. In accordance with Article 495.1 of this Code, the arrested person shall have the right to apply to a court to confirm, amend or annul the restrictive measure applied to him.
495.3. Where necessary, the prosecuting authority of the Azerbaijan Republic to which the request is addressed shall also be empowered, in compliance with the provisions of this Code and at the request of the competent authority of the foreign state, to detain for the purposes of legal assistance a person in respect of whom no official request for extradition has been received. In this case the appropriate application :
495.3.1. shall have been received in advance by mail, telegram, telex or fax ;
495.3.2. shall refer to the arrest warrant or the final court judgment ;
495.3.3. shall confirm that the official request for extradition will be made within the next 48 hours.
495.4. The prosecuting authority of the Azerbaijan Republic shall immediately inform the requesting competent authority of the foreign state that the person has been detained or arrested on the basis of the official request for extradition, or that he has been detained for the purposes of legal assistance at the request of the foreign state, pending receipt of the official request for extradition.
495.5. A person arrested in accordance with Articles 495.1 and 495.3. of this Code shall have the right to complain to a court about the acts of the prosecuting authority.
Article 496. Settlement of extradition matters
496.1. A person who is in the territory of the Azerbaijan Republic shall be extradited by the prosecuting authority of the Azerbaijan Republic with a view to criminal prosecution or sentence enforcement, taking account of the need to meet the requirements of Article 496.2 - 496.7 of this Code, on the basis of an official request for his extradition from the competent authority of the foreign state concerned.
496.2. A person shall be extradited with a view to criminal prosecution in respect of acts which are punishable offences subject to a sentence of no less than 1 (one) year’s deprivation of liberty, or to a heavier sentence, under the legislation of the Azerbaijan Republic and of the requesting state.
496.3. A person shall be extradited with a view to sentence enforcement in respect of acts which are punishable offences subject, as regards the person concerned, to a sentence of no less than 6 (six) months’ deprivation of liberty, or to a heavier sentence under the legislation of the Azerbaijan Republic and of the requesting state.
496.4. The person shall not be extradited in the following cases :
496.4.1. if, at the time of receipt of the request for extradition, under the legislation of the Azerbaijan Republic, the criminal prosecution cannot be brought or the judgment be enforced because the time-limit for criminal prosecution has expired or on other legal grounds ;
496.4.2. if there is a final court decision discontinuing the proceedings against the person whose extradition is requested ;
496.4.3. if, under the legislation of the Azerbaijan Republic, the offence is privately prosecuted (on the basis of a complaint by the victim).
496.5. Extradition may be refused in the following cases :
496.5.1. if the person whose extradition is requested is a citizen of the Azerbaijan Republic or has been granted political asylum in the Azerbaijan Republic ;
496.5.2. if the offence connected with the request for extradition was committed on the territory of the Azerbaijan Republic ;
496.5.3. if the person whose extradition is requested is prosecuted for his political, racial or religious affiliations ;
496.5.4. if the person whose extradition is requested is prosecuted in peacetime for committing a war crime ;
496.5.5. if the state requesting extradition does not have an agreement with the Azerbaijan Republic on legal assistance in criminal matters, or if that state does not comply with the requirements of the agreement on legal assistance in criminal matters.
496.6. If the person whose extradition is requested is charged with or convicted of another offence in the territory of the Azerbaijan Republic, extradition may be deferred until the criminal prosecution is discontinued, the judgment is enforced or the person is released from punishment.
496.7. If an official request for a person’s extradition is received from several states, the prosecuting authority of the Azerbaijan Republic to which the requests are addressed shall decide independently which one to grant first.
Article 497. Release of a person arrested in connection with a request for his extradition
497.1. A person detained under Article 495.3 of this Code shall be released if, within 48 hours of his detention, the prosecuting authority of the Azerbaijan Republic does not receive an official request for his extradition.
497.2. If a person is arrested under Article 495.1 of this Code before the decision on his extradition is taken, he shall be immediately released if the prosecuting authority of the Azerbaijan Republic decides that it is impossible, or refuses, to extradite him.
Article 498. Limits on the prosecution of an extradited person
498.1. A person who has been extradited without the consent of the prosecuting authority of the Azerbaijan Republic which received the request may not be charged with or punished for an offence committed before he was extradited, but for which he was not extradited.
498.2. Without the consent of the prosecuting authority of the Azerbaijan Republic which received the request, a person may not be extradited to a third state.
498.3. If, within 1 (one) month of the end of the criminal proceedings or, in the event of a conviction, within 1 (one) month of completing his sentence or being released from punishment, the person who has been extradited fails to leave the territory of the requesting foreign state or returns there voluntarily, the consent of the prosecuting authority of the Azerbaijan Republic which received the request shall not be required. The period during which the extradited person was unable to leave the territory of the requesting foreign state through no fault of his own shall not be included in the above-mentioned period.
Article 499. Handing over of an extradited person
499.1. The prosecuting authority of the Azerbaijan Republic to which the request was addressed shall inform the requesting competent authority of the foreign state of the date and place of the extradition.
499.2. If the competent authority of the foreign state does not accept the person concerned within 15 (fifteen) days of the date arranged for his extradition, the person shall be released from detention.
Article 500. Renewed extradition
If a person who has been extradited evades criminal prosecution or punishment and returns to the territory of the Azerbaijan Republic, his renewed extradition to the requesting competent authority of the foreign state shall be effected without submission of the documents provided for in Article 493.2 and 493.3 of this Code being required.
Article 501. Transit
501.1. At the request of the competent authority of a foreign state, the prosecuting authority of the Azerbaijan Republic to which the request is addressed shall give permission for persons extradited by a third state to transit through its territory.
501.2. The application for permission for such transit shall be examined by the prosecuting authority of the Azerbaijan Republic according to the rules established for the examination of official requests for extradition.
501.3. The prosecuting authority of the Azerbaijan Republic to which the request is addressed shall give permission for the transit to be effected by the means that it considers most appropriate.
Article 502. Obligation to prosecute
502.1. The prosecuting authority of the Azerbaijan Republic shall, on the basis of an official request from the competent authority of a foreign state and in accordance with the legislation of the Azerbaijan Republic, bring a criminal prosecution against citizens of the Azerbaijan Republic suspected of committing an offence on the territory of the requesting state.
502.2. If the competent authority of a foreign state requests criminal prosecution of a person for an offence, and if the act committed by a person who is to be punished for that offence is the subject of a civil claim filed by the victims of the offence, the claim shall be examined during the proceedings if the victims claim compensation for the damage suffered .
Article 503. Content of an official request for criminal prosecution
503.1. An official request for criminal prosecution shall indicate the following :
503.1.1. the name of the prosecuting authority of the Azerbaijan Republic to which the request is addressed ;
503.1.2. the name of the requesting competent authority of the foreign state ;
503.1.3. a description of the act in respect of which prosecution is requested ;
503.1.4. as far as possible, the exact time and place of the commission of the offence ;
503.1.5. the text of the provisions of criminal law under which the act is considered an offence in the requesting foreign state and of any other legislation of the foreign state which is of importance for the proceedings ;
503.1.6. the family name and first name of the suspect, his nationality and other information about his identity ;
503.1.7. in criminal cases brought on the basis of an application by the victim, the victim’s application and any claims for compensation for damage ;
503.1.8. the cost of the damage caused by the offence.
503.2. All the documents and evidence at the disposal of the requesting competent authority of the foreign state shall be attached to the official request for criminal prosecution.
503.3. If the criminal case brought by the requesting competent authority of the foreign state is transferred, the prosecuting authority of the Azerbaijan Republic to which the request is addressed shall pursue the investigation of the case in accordance with the legislation of the Azerbaijan Republic. All the documents and evidence in the criminal case file shall be certified by the stamp of the competent authority of the foreign state.
Article 504. Notification of the results of criminal prosecution
The prosecuting authority of the Azerbaijan Republic to which the request is addressed shall inform the requesting competent authority of the foreign state of the final decision on the criminal case. At the request of the competent authority of the foreign state, a copy of the final decision on the case shall also be sent to it.
Article 505. Release of property
505.1. The prosecuting authority of the Azerbaijan Republic to which the request is addressed shall release the following items at the request of the competent authority of the foreign state :
505.1.1. items used during the commission of the offence which gave rise to the person’s extradition, including the instruments used for the offence, items received as a result of the offence or as payment for it, and items received by the offender in place of those obtained in this way ;
505.1.2. items which may be of evidential value in the criminal case.
505.2. The items referred to in Article 505.1 of this Code shall be released even if the extradition of the person is impossible as a result of death, escape or other circumstances.
505.3. If the items referred to in Article 505.1 of this Code are needed as evidence in the criminal case by the prosecuting authority of the Azerbaijan Republic to which the request is addressed, their release may be delayed until the end of the proceedings.
505.4. The right of third parties to the items released shall remain in force. After the end of the proceedings, these items shall be returned without compensation to the prosecuting authority of the Azerbaijan Republic which released them to the competent authority of the foreign state.
1. Los Estados Partes, de conformidad con lo dispuesto en la presente Parte y con los procedimientos de su derecho interno, deberán cumplir las solicitudes de asistencia formuladas por la Corte en relación con investigaciones o enjuiciamientos penales a fin de:
(a) Identificar y buscar personas u objetos;
(b) Practicar pruebas, incluidos los testimonios bajo juramento, y producir pruebas, incluidos los dictámenes e informes periciales que requiera la Corte;
(c) Interrogar a una persona objeto de investigación o enjuiciamiento;
(d) Notificar documentos, inclusive los documentos judiciales;
(e) Facilitar la comparecencia voluntaria ante la Corte de testigos o expertos;
(f) Proceder al traslado provisional de personas, de conformidad con lo dispuesto en el párrafo 7;
(g) Realizar inspecciones oculares, inclusive la exhumación y el examen de cadáveres y fosas comunes;
(h) Practicar allanamientos y decomisos;
(i) Transmitir registros y documentos, inclusive registros y documentos oficiales;
(j) Proteger a víctimas y testigos y preservar pruebas;
(k) Identificar, determinar el paradero o inmovilizar el producto y los bienes y haberes obtenidos del crimen y de los instrumentos del crimen, o incautarse de ellos, con miras a su decomiso ulterior y sin perjuicio de los derechos de terceros de buena fe; y
(l) Cualquier otro tipo de asistencia no prohibida por la legislación del Estado requerido y destinada a facilitar la investigación y el enjuiciamiento de crímenes de la competencia de la Corte.
2. La Corte podrá dar seguridades a los testigos o expertos que comparezcan ante ella de que no serán enjuiciados o detenidos ni se restringirá su libertad personal por un acto u omisión anterior a su salida del Estado requerido.
3. Cuando la ejecución de una determinada medida de asistencia detallada en una solicitud presentada de conformidad con el párrafo 1 estuviera prohibida en el Estado requerido por un principio fundamental de derecho ya existente y de aplicación general, el Estado requerido celebrará sin demora consultas con la Corte para tratar de resolver la cuestión. En las consultas se debería considerar si se puede prestar la asistencia de otra manera o con sujeción a condiciones. Si, después de celebrar consultas, no se pudiera resolver la cuestión, la Corte modificará la solicitud según sea necesario.
4. El Estado Parte podrá no dar lugar a una solicitud de asistencia, en su totalidad o en parte, de conformidad con el artículo 72 y únicamente si la solicitud se refiere a la presentación de documentos o la divulgación de pruebas que afecten a su seguridad nacional.
5. Antes de denegar una solicitud de asistencia de conformidad con el párrafo 1 l), el Estado requerido considerará si se puede prestar la asistencia con sujeción a ciertas condiciones, o si es posible hacerlo en una fecha posterior o de otra manera. La Corte o el Fiscal, si aceptan la asistencia sujeta a condiciones, tendrán que cumplirlas.
6. Si no se da lugar a una solicitud de asistencia, el Estado Parte requerido deberá comunicar sin demora los motivos a la Corte o al Fiscal.
(a) La Corte podrá solicitar el traslado provisional de un detenido a los fines de su identificación o de que preste testimonio o asistencia de otra índole. El traslado podrá realizarse siempre que:
(i) El detenido dé, libremente y con conocimiento de causa, su consentimiento; y
(ii) El Estado requerido lo acepte, con sujeción a las condiciones que hubiere acordado con la Corte.
(b) La persona trasladada permanecerá detenida. Una vez cumplidos los fines del traslado, la Corte la devolverá sin dilación al Estado requerido.
(a) La Corte velará por la protección del carácter confidencial de los documentos y de la información, salvo en la medida en que éstos sean necesarios para la investigación y las diligencias pedidas en la solicitud.
(b) El Estado requerido podrá, cuando sea necesario, transmitir al Fiscal documentos o información con carácter confidencial. El Fiscal únicamente podrá utilizarlos para reunir nuevas pruebas.
(c) El Estado requerido podrá, de oficio o a solicitud del Fiscal, autorizar la divulgación ulterior de estos documentos o información, los cuales podrán utilizarse como medios de prueba de conformidad con lo dispuesto en las partes V y VI y de conformidad con las Reglas de Procedimiento y Prueba.
(i) El Estado Parte que reciba solicitudes concurrentes de la Corte y de otro Estado de conformidad con una obligación internacional y que no se refieran a la entrega o la extradición, procurará, en consulta con la Corte y el otro Estado, atender ambas solicitudes, de ser necesario postergando o condicionando una de ellas.
(ii) Si esto no fuera posible, la cuestión de las solicitudes concurrentes se resolverá de conformidad con los principios enunciados en el artículo 90.
(b) Sin embargo, cuando la solicitud de la Corte se refiera a información, bienes o personas que estén sometidos al control de un tercer Estado o de una organización internacional en virtud de un acuerdo internacional, el Estado requerido lo comunicará a la Corte y la Corte dirigirá su solicitud al tercer Estado o a la organización internacional.
10. (a) A solicitud de un Estado Parte que lleve a cabo una investigación o sustancie un juicio por una conducta que constituya un crimen de la competencia de la Corte o que constituya un crimen grave con arreglo al derecho interno del Estado requirente, la Corte podrá cooperar con él y prestarle asistencia;
(b)
(i) La asistencia prestada de conformidad con el apartado a) podrá comprender, entre otras cosas:
a. La transmisión de declaraciones, documentos u otros elementos de prueba obtenidos en el curso de una investigación o de un proceso sustanciado por la Corte; y
b. El interrogatorio de una persona detenida por orden de la Corte;
(ii) En el caso de la asistencia prevista en el apartado (b) (i) a.:
a. Si los documentos u otros elementos de prueba se hubieren obtenido con la asistencia de un Estado, su transmisión estará subordinada al consentimiento de dicho Estado;
b. Si las declaraciones, los documentos u otros elementos de prueba hubieren sido proporcionados por un testigo o un perito, su transmisión estará subordinada a lo dispuesto en el artículo 68.
(c) La Corte podrá, de conformidad con el presente párrafo y en las condiciones enunciadas en él, acceder a una solicitud de asistencia presentada por un Estado que no sea parte en el presente Estatuto.