Part 1—Preliminary
4 Definitions
request for cooperation has the meaning given by section 7.
Part 2—General provisions relating to requests by the ICC for cooperation
7 What constitutes a request for cooperation
(1) A request for cooperation is a request made by the ICC to Australia, in respect of an investigation or prosecution that the Prosecutor is conducting or proposing to conduct, for:
(a) assistance in connection with any one or more of the following:
(i) the arrest (including the provisional arrest), and surrender to the ICC, of a person in relation to whom
the ICC has issued a warrant of arrest or a judgment of conviction;
(ii) the identification and whereabouts of a person or the location of items;
(iii) the taking of evidence, including testimony on oath, and the production of evidence, including expert opinions and reports necessary to the ICC;
(iv) the questioning of any person being investigated or prosecuted;
(v) the service of documents, including judicial documents;
(vi) facilitating the voluntary appearance of persons (other than prisoners) before the ICC;
(vii) the temporary transfer of prisoners to the ICC;
(viii) the examination of places or sites;
(ix) the execution of searches and seizures;
(x) the provision of records and documents, including official records and documents;
(xi) the protection of victims or witnesses or the preservation of evidence;
(xii) the identification, tracing, and freezing or seizure, of the proceeds of crimes within the jurisdiction of the ICC for the purpose of eventual forfeiture, without prejudice to the rights of bona fide third parties; and
(b) any other type of assistance that is not prohibited by Australian law, with a view to facilitating the investigation and prosecution of crimes within the jurisdiction of the ICC and the enforcement of orders of the ICC made after convictions for such crimes.
(2) This Act does not prevent the provision of assistance to the ICC otherwise than under this Act, including assistance of an informal nature.
8 How requests for cooperation are to be made
(1) Subject to section 9, a request for cooperation is to be made in writing:
(a) to the Attorney-General through the diplomatic channel; or
(b) through the International Criminal Police Organisation or any other appropriate regional organisation.
(2) If a request for cooperation is sent to, or received by, a person to whom the Attorney-General has delegated a power to deal with the request, the request is taken for the purposes of this Act to have been sent to, or received by, the Attorney-General.
9 Urgent requests for cooperation and requests for provisional arrest
(1) A request for cooperation made in urgent cases, and any request for provisional arrest, may be made by using any medium capable of delivering a written record.
(2) If a request is made or sent in the first instance in a manner specified in subsection (1), it must be followed as soon as practicable by a formal request made in accordance with section 8.
10 Execution of requests
(1) A request for cooperation must be executed in accordance with the relevant procedure under the applicable Australian law (as provided in this Act).
(2) If the request states that it should be executed in a particular manner that is not prohibited by Australian law or by using a particular procedure that is not prohibited by Australian law, the Attorney-General must use his or her best efforts to ensure that the request is executed in that manner or by using that procedure, as the case may be.
(3) This section does not affect the operation of subsection 106(1) (which allows the Prosecutor in certain circumstances to execute a request for cooperation to which Part 4 applies) or section 107 (which allows the Prosecutor in certain circumstances to conduct investigations in Australia).
11 Consultations with ICC
(1) The Attorney-General must consult with the ICC, without delay, if, for any reason, there are or may be problems with the execution of a request for cooperation.
(2) Before refusing a request for assistance of a kind mentioned in paragraph 1(l) of article 93 of the Statute, the Attorney-General must consult with the ICC to ascertain whether the assistance requested could be provided:
(a) subject to conditions; or
(b) at a later date or in an alternative manner.
(3) Without limiting the types of conditions under which assistance may be provided, the Attorney-General may agree to information or documents being sent to the Prosecutor on a confidential basis, on the condition that the Prosecutor will use them solely for the purpose of generating new evidence.
(4) If the Attorney-General sends information or documents subject to the condition specified in subsection (3), the Attorney-General may subsequently consent to the disclosure of the documents or information for use as evidence under the provisions of Parts 5 and 6 of the Statute and in accordance with the Rules.
12 Request that may raise problems relating to Australia’s international obligations to a foreign country
(1) This section applies where the Attorney-General consults with the ICC because the execution of a request for cooperation may raise problems relating to Australia’s obligations to a foreign country under international law or international agreements as mentioned in article 98 of the Statute.
(2) If, after the consultation, the Attorney-General is satisfied that the execution of the request would not conflict with any of those obligations, the Attorney-General must sign a certificate stating that the execution of the request does not conflict with any of those obligations.
(3) A certificate signed under subsection (2) is conclusive evidence of the matters stated in the certificate.
(4) If, after the consultation, the Attorney-General is not satisfied as mentioned in subsection (2), the Attorney-General must postpone the execution of the request unless and until the foreign country has made the necessary waiver or given the necessary consent.
13 Confidentiality of request
(1) A person dealing with a request for cooperation must keep the request, and any documents supporting it, confidential except to the extent that it is necessary to disclose the request or such a document for the purpose of executing the request.
(2) If the ICC requests that particular information made available in connection with a request for cooperation be provided and handled in a manner that protects the safety, or physical or psychological well-being, of any victims, potential witnesses and their families, a person dealing with the request must ensure that the information is provided and handled in that manner.
14 Response to be sent to ICC
(1) The Attorney-General must notify the ICC, without undue delay, of his or her response to a request for cooperation and of the outcome of any action that has been taken in relation to the request.
(2) If the Attorney-General decides, in accordance with the Statute and this Act, to refuse or postpone the assistance requested, wholly or partly, the notice to the ICC must set out the reasons for the decision.
(3) If the request for cooperation cannot be executed for any other reason, the notice to the ICC must set out the reasons for the inability or failure to execute the request.
(4) In the case of an urgent request for cooperation, any documents or evidence produced in response must, if the ICC requests, be sent urgently to it.
(5) Documents or evidence provided or produced in response to a request for cooperation must be sent to the ICC in the original language and form.
15 Attorney-General must take into account ICC’s ability to refer matter to Assembly of States Parties or Security Council
In determining what action to take in relation to a request for cooperation, the Attorney-General must take into account the power of the ICC to refer the matter to the Assembly of States Parties or to the Security Council in accordance with paragraph 7 of article 87 of the Statute if the ICC finds that, contrary to the provisions of the Statute, Australia has failed to comply with the request.
Part 4—Other requests by ICC
Division 2—Documentation to accompany request
50 Documentation for request
(1) A request for cooperation (other than a request to which subsection (2) applies) must, as applicable, contain or be supported by:
(a) a concise statement of the purpose of the request and the assistance requested, including the legal basis and the grounds for the request; and
(b) as much detailed information as possible about the location or identification of any person or place that must be found or identified in order that the assistance requested can be provided; and
(c) a concise statement of the essential facts underlying the request; and
(d) the reasons for, and details of, any procedure or requirement to be followed; and
(e) any other information required under the regulations to enable the request to be executed; and
(f) any other relevant information that is necessary to enable the assistance to be provided.
(2) A request for transit under paragraph 3 of article 89 of the Statute
must contain, or be accompanied by, the following information and documents:
(a) a description of the person to be transported;
(b) a brief statement of the facts of the case and their legal characterisation; and
(c) a copy of the warrant for arrest and surrender.
Part 4—Other requests by ICC
Division 16—Miscellaneous
104 Effect of authorisation to execute request
At any time before a formal response to a request for cooperation is sent to the ICC, the Attorney-General may decide that the request is to be refused, or the execution of the request is to be postponed, on a ground specified in section 51 or 52 even if the Attorney-General has previously authorised the execution of the request.
Part 4—Other requests by ICC
Division 16—Miscellaneous
106 Prosecutor may execute request
(1) The Prosecutor may execute a request for cooperation that does not involve the taking of any compulsory measures in Australia in the circumstances specified in paragraph 4 of article 99 of the Statute.
Part 8—Protection of Australia’s national security interests
145 Request for cooperation involving national security
(1) If a request for cooperation appears to relate to the disclosure of any information or documents that would, in the Attorney-General’s opinion, prejudice Australia’s national security interests, the request must be dealt with in accordance with the procedure specified in sections 148 and 149.
(2) If, after the procedure specified in sections 148 and 149 is followed, the request for cooperation is not able to be resolved, the Attorney-General may refuse the request or decline to authorise the disclosure.
(a) La Corte estará facultada para formular solicitudes de cooperación a los Estados Partes. Éstas se transmitirán por vía diplomática o por cualquier otro conducto adecuado que haya designado cada Estado Parte a la fecha de la ratificación, aceptación, aprobación o adhesión. Cada Estado Parte podrá cambiar posteriormente esa designación de conformidad con las Reglas de Procedimiento y Prueba
(b) Cuando proceda, y sin perjuicio de lo dispuesto en el apartado a), las solicitudes podrán transmitirse también por conducto de la Organización Internacional de Policía Criminal o de cualquier organización regional competente.
2. Las solicitudes de cooperación y los documentos que las justifiquen estarán redactados en un idioma oficial del Estado requerido, o acompañados de una traducción a ese idioma, o a uno de los idiomas de trabajo de la Corte, según la elección que haya hecho el Estado a la fecha de la ratificación, aceptación, aprobación o adhesión. El Estado Parte podrá cambiar posteriormente esa elección de conformidad con las Reglas de Procedimiento y Prueba.
3. El Estado requerido preservará el carácter confidencial de toda solicitud de cooperación y de los documentos que las justifiquen, salvo en la medida en que su divulgación sea necesaria para tramitarla.
4. Con respecto a las solicitudes de asistencia presentadas de conformidad con la presente Parte, la Corte podrá adoptar todas las medidas, incluidas las relativas a la protección de la información, que sean necesarias para proteger la seguridad y el bienestar físico o psicológico de las víctimas, los posibles testigos y sus familiares. La Corte podrá solicitar que toda información comunicada en virtud de la presente Parte sea transmitida y procesada de manera que se proteja la seguridad y el bienestar físico o psicológico de las víctimas, los posibles testigos y sus familiares.
(a) La Corte podrá invitar a cualquier Estado que no sea parte en el presente Estatuto a prestar la asistencia prevista en la presente Parte sobre la base de un arreglo especial, un acuerdo con ese Estado o de cualquier otra manera adecuada.
(b) Cuando un Estado que no sea parte en el presente Estatuto y que haya celebrado un arreglo especial o un acuerdo con la Corte se niegue a cooperar en la ejecución de las solicitudes a que se refieran tal arreglo o acuerdo, la Corte podrá informar de ello a la Asamblea de los Estados Partes o al Consejo de Seguridad, si éste le hubiese remitido el asunto.
6. La Corte podrá solicitar de cualquier organización intergubernamental que le proporcione información o documentos. Asimismo, la Corte podrá solicitar otras formas de cooperación y asistencia que se hayan acordado con cualquiera de esas organizaciones, de conformidad con su competencia o mandato.
7. Cuando, en contravención de lo dispuesto en el presente Estatuto, un Estado Parte se niegue a dar curso a una solicitud de cooperación formulada por la Corte, impidiéndole ejercer sus funciones y atribuciones de conformidad con el presente Estatuto, ésta podrá hacer una constatación en ese sentido y remitir la cuestión a la Asamblea de los Estados Partes o al Consejo de Seguridad, si éste le hubiese remitido el asunto.